Regulatory Oversight Management IC3 Resides in the business and manages first line of defense regulatory oversight management efforts as they relate to regulatory and policy requirements. This role sits within the Clearance and Collateral Management (CCM) CASS oversight team, who work within the business to help ensure CASS compliance. The successful candidate will work with the CCM CASS Director, and specific responsibilities will vary across: Effecting oversight of CASS activities across the Line of Business's functions based on the target operating model Maintaining the Line of Business documentation of CASS risks & controls and outsourcing, and developing action plans to address weaknesses / enhance where needed
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