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Specialist, Regulatory Oversight Management
Overview The IM Control Specialist is an embedded control function which supports the IM business and is responsible for ensuring Investment Management's alignment with the corporate operational risk management and compliance frameworks. The candidate will work to identify related activities whereby efficiencies, consistency and connectivity can be enhanced and/or coordinated. The primary function of this role is to provide support to the IM business by assisting the IM firms/businesses with implementation of regulatory oversight and governance related to Operational Risk and Compliance, engaging with internal control functions (i.e., Audit, Enterprise Risk Assurance) and IM Risk & Compliance (2LoD). Key responsibilities include: Providing support to the


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